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Houston Harbaugh

Month: October 2013

District Court Dismisses Auction Rate Securities Claims under Pennsylvania Securities Act, Permits Breach of Fiduciary Duty and Negligence Claims to Proceed against Broker-Dealer

The U.S. District Court for the Eastern District of Pennsylvania recently dismissed claims under the Pennsylvania Securities Act ("PSA"). In doing so, the court expressed its view of the requirements for pleading securities claims under the PSA. Fulton Fin. Advisors,...

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